John Marshall Law School
John Marshall Law School

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Mary McHenry of the National Futures Association Discusses the NFA’s CTA Marketing Policies

Mary McHenry is senior manager of compliance at the National Futures Association (NFA). Among the NFA’s oversight responsibilities is the monitoring of the marketing and promotional activities by commodity trading advisors (CTAs).  John Lothian News Editor-in-Chief Jim Kharouf spoke with McHenry about CTA promotional materials, some common mistakes made by CTAs with regard to the use of performance statistics, appropriate use of social media, and the NFA’s pre-review program.